Registered Investment Advisors E&O

Offered by Fox Point Programs, Inc.

E&O Errors And Omissions RIA E&O Registered Investment Advisors E&O Registered Investment Advisors


Errors and Omissions (E&O) coverage provides financial protection from damages and expenses (such as legal fees and court costs) arising out of allegations of the negligent acts, errors or omissions of the Registered Investment Advisor (RIA). With our in-house underwriting capabilities, we offer one of the most competitively priced and comprehensive RIA E&O policies available in the insurance industry today. Coverage is written through an A (Excellent) rated carrier. The financial impact of an E&O suit on a company can be devastating and can potentially wipe out corporate and personal assets. Even if the allegations prove to be groundless, you could still incur substantial legal defense costs.Fox Point Programs is here to help!

Fox Point offers:

  • Multiple Limit and Deductible Options*
  • Duty to Defend Policy Provision*
  • Cost of Corrections coverage provided (subject to sublimit)
  • Coverage is portable - the insurance protection remains in force even if you change jobs
  • Policies are issued on an individual basis. There are no shared aggregates (found in many group plans)
  • Premiums starting at $1,200
*some restrictions may apply


Has Pen

Carrier Information

A (Excellent) Rated Carrier


Listing Contact

Megan Franco Underwriter

Offered By

Fox Point Programs, Inc.

10 listings in 50 states + DC

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Availability 50 states + DC

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