Registered Investment Advisers Professional Liability

Offered by Amwins Underwriting

Professional Liability RIA E&O Registered Investment Advisors E&O Professional Services Life And Health Agent E&O Investment Advisors Registered Investment Advisors RIA


Amwins Program Underwriters, an operating company within the Amwins Underwriting division, offers a professional liability solution for Registered Investment Advisers (RIA) throughout the U.S.  Our underwriters are heavily versed in the risks your clients may face and we are proud to offer a dedicated program that properly meets their needs.

Target accounts include:

  • Firms with 1-20 Registered Investment Advisers (RIA)
  • Assets under management up to $750M
  • Annual gross fees up to $10M

Limits of coverage:

  • $100,000/$250,000 to $2,000,000/$2,000,000

Additional program details:

  • Broad definition of covered activities and who is protected under the policy
  • Competitive pricing as compared to generalist professional liability insurers
  • Coverage for acts as a fiduciary for employee benefit plans
  • Premium discounts for professional designations and risk management practices
  • Coverage by endorsement for life insurance agents or trustees
  • Coverage for personal liability under Pension Protection Act of 2006

Click here to learn more about our professional liability offering!

Carrier Information


Rating A+

Rating By A.M. Best

Listing Contact

David Collins SVP

Offered By

Amwins Underwriting

65 listings in 50 states + DC

Engaged View Company

Availability 50 states + DC

Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware District of Columbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming


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